Regulatory Compliance & Legal Risk Management

A collection of 210 posts
Central Texas Angel Network: Empowering Startups and Businesses with Investment and Legal Expertise
Fundraising & Financial Regulation

Central Texas Angel Network: Empowering Startups and Businesses with Investment and Legal Expertise

Introduction The entrepreneurial landscape in Central Texas is rich with innovation and potential. At the heart of this dynamic ecosystem is the Central Texas Angel Network (CTAN), a powerhouse that not only provides essential early-stage funding but also delivers strategic mentorship and networking opportunities. In today’s competitive business environment,
5 min read
Modern office with businessperson reviewing financial reports illustrating transparency and compliance
Fundraising & Financial Regulation

Navigating the Exchange Act of 1934: How Expert Legal Guidance Empowers Startups and Businesses

The Securities Exchange Act of 1934, enacted in the aftermath of the 1929 stock market crash, has continued to serve as a cornerstone of securities regulation. This landmark legislation established a framework built on transparency, fair trading practices, and robust investor protection. For startups and growing businesses, understanding this act
6 min read
A Startup’s Guide to FTC Endorsement Guidelines (16 CFR Part 255): Ensuring Transparency in Endorsements and Testimonials
Startup Central

A Startup’s Guide to FTC Endorsement Guidelines (16 CFR Part 255): Ensuring Transparency in Endorsements and Testimonials

Introduction to the FTC’s Endorsement Guidelines The Federal Trade Commission (FTC) published the Endorsement Guidelines (16 CFR Part 255) to protect consumers from deceptive or unfair advertising practices. At their core, these guidelines require endorsements and testimonials to be honest, clear, and supported by evidence. Whether you’re a
4 min read